THE PLACE OF PLACE IN CREOLE GENESIS
Hildo Honório do
Couto
University of
Brasília, Brazil
Email: hildodocouto@gmail.com
Email: hildodocouto@gmail.com
It is perfectly possible that in the upcoming century the notion of
space may lose much of its present-day importance for most cultures. The notion
of territory as a symbol for the community of speakers of the several languages
in the world may disappear through the increasing globalization process of
culture and communication. In this case, the
close contact of the speakers with one another may become less relevant
than it is today. In fact, even at present it is already possible to preview
this in what we could call “Internet communication”, among several others. When
we receive a message through the Internet, it does not matter whether it comes
from Japan, Germany, Brazil, the nearest corner or from our neighbor next door.
Frequently we receive a message from an unknown person, respond to it, and
engage in “conversation” with him/her,
without knowing where s/he lives. In short, it is likely that we will live in a
common world of a “global community”, as Marshall MacLuhan had foreseen more
than 30 years ago -- he used the term “global village” (see MacLuhan &
Fiore 1967). It is possible that in a still more distant future we may have
even an “interplanetary”, or “intergalactic, community”.
Despite this forecasting for the future, in the emergence of most known
pidgins and creoles space has played a very important role. Therefore, the aim of this paper is to explore the
relationship between language and the territory in which its speakers live,
illustrating with what happened in Brazil, especially in the maroon community
known as Palmares, and in Guinea-Bissau.
In order to assess this relationship, it is important to first present
the framework in which it will be discussed. I depart from a very simple and
obvious concept, namely that of community. It will be understood as
consisting of a population (P) living in a territory (T) and unified by a
language (L). The second concept to be discussed in a relatively detailed way
is the second component of community, i.e., territory (T). It will be
considered in close relation to L. In this connection, I will defend the thesis
that a creole language begins to emerge when a “medium of interethnic
communication” (see Baker 1990, 1997) becomes the primary language (L) of a
population (P) living in a certain territory (T).
I think that this is a good starting point for a revision of some
creolistics concepts that have proven to be problematic such as that of
“pidgin” and the consequent one of creole as its “nativization”. In fact, some
creolists are already revising them. Among them we could mention Mufewne
(1997), Thomason (1997) and Singler (1992), not to mention those for whom
“nativization of a pidgin” has never played any role in creole grammar
formation (see Bollée 1977, Valdman 1977, Chaudenson 1989, Alleyne 1971).
2. Community
Probably nobody would disagree with the assertion that in order for a
language (L) to exist there must be a population (P), which speaks it, living
in a certain territory (T). This may be schematically represented as in the
figure below. Hence, throughout this paper, community (C ) is understood
as represented in the formula C = PTL.
L
/ \
P-----T
Model of Community
As a mater of fact, the main concern of us creolists is the upper angle
of the above triangle, namely, creole languages (L). However, some creolists
have been studying the importance of its left bottom angle (P) as well. It is
the case, for instance, of Philip Baker and, more recently, Mikael Parkvall.
The right bottom angle (T) has not been an object of investigation by most
researchers. Therefore, my main objective here is to emphasize its importance
in creole grammar formation.
Not all aggregations of individuals thrown together in the same place
make up a community. In order for there to be a community as defined here, the
aggregation of individuals must have a series of interests in common, thus
justifying the term community. In fact, both etymologically and in common
sense, “community” means “something held in common”. One of the most important
aspect of these commonalities is language. Therefore, L is representing all the
remaining commonalities in the above model.
We may go further and define society (S). It is the aggregation
of individuals (P) unified by L, therefore,
S = PL. If we consider the aggregation of individuals (I1, I2, ....,
In)
without some interests in common - without L -
we have what is called a kinetic aggregation, i.e., PT. As to the
relation T-L, it will be the subject of the whole of section 3, besides the
fact that it pervades this essay throughout.
At face value, this concept of community is obvious and, consequently,
does not deserve being studied at all. However, I think that if we consider it
as a point of departure, and not of arrival, it can be a good framework for discussing the formation
of creole grammar, i.e., of creole language. First of all, we can formulate
precisely the idea of language contact. As a matter of fact, languages alone do
not get into contact. What comes into contact are peoples -- let’s say P1 and P2 -- together with their respective languages,
in this instance L1 and L2.
Therefore, in a contact situation what we have is PL1 getting into contact with PL2 (see section 4). Second, the model suggests in
a straightforward way that the territory (T) plays an important role in the
emergence and existence of languages, by the simple fact that it is part of the
same whole as L. As early as the end of the last century, Lewis Morgan
suggested a similar model. Speaking of the Iroquois Indians, he said that “each
tribe was individualized by a name, by a separate dialect, by a supreme
government, and by the possession of a territory which it occupied and defended
as its own” (Morgan 1878: 102; see also 112-121).
It is no coincidence that the term communication has the same
root as community. If individual
I1 and individual I2 do not belong to the same population (P),
hence to the same community, they do not share the same means of communication
-- including language. Therefore, they cannot understand one another. However,
if they do belong to the same P, i.e., to the same community, they share a lot
of experiences, which they may communicate to one another. This is the case even
if they are dislocated, namely, when they are temporarily or permanently in
another community. If an individual I3, belonging to another community
-- thus having a different language and
different experiences -- wants to communicate with individual I1 or with individual I2, s/he
must first learn their L.
As can be seen, the well-known model of communication seen below is also
assumed here. According to this model, when one individual (S) says something
(M) to another (H), M will be understood by H only if formulated in an L s/he
shares with S.
L
/ \
/ \
S-->M-->H
Model of communication
(L = language; S = sender; M = message; H = hearer)
This is another very simple and obvious idea. However, besides being
closely connected with that of community, it is a way to gauge whether an
aggregate of people has a common L or not, from a synchronic point of view --
whenever Si menages to
communicate linguistically with Hi.
Diachronically, it allows us to show that a new language emerges out of several interactions between S and H of
mutually unintelligible languages. However, this point will not be discussed
here.
3. Language and territory
The recognition of the relationship between language and space is not
new. One of its first and most important manifestations may be seen in the
dialectological school called dialect geography. The methodological tools used
by dialect geographers are largely taken from the science of geography proper.
Among them we could mention “linguistic atlas”, “stratigraphy”, “isogloss” (as
compared to isotherm), and so on. In this case, the relative proximity or
distance from a certain point in space generally leads to a linguistic
proximity or distance from the language of that point. Thus, dialects
geographically more distant from the prestige center are more likely to be more
different from the standard language than those closer to it. In this
connection Lewis Morgan says that “separation in place, and distance between
their settlements, had long before their [groups of Iroquois - HHC) discovery
resulted in the formation of dialects, and in tribal independence” (1978: 107).
Elsewhere he says that “separation of the people in area was followed in time
by variation in speech” (p. 104).
Among common people, the relationship tetween L and T may manifest
itself in several ways. In Germany, I heard several times the question:
“Sprechen Sie Brasilianisch?” (do you speak Brazilian?). Further, I have seen
several French books with the explanation: “Traduit de l’américain par.....”.
In other words, “Brazilian” should be the language of Brazil, and “américain”
the language of America, on the same foot as Italian is the language of Italy,
and Portuguese the language of Portugal, as well as English is the language of
England. Finally, at least in Brazil it is usual among common people to call
certain individuals by their town or state of origin: “o baiano” (the Bahian,
i.e., someone from the state of Bahia), “o Ceará” (the Ceará, i.e., someone
from the state of Ceará), etc.
Coming back to scientific investigation, we can see that the
relationship between space and language or, more generally, between space and behavior is dealt with by several
disciplines. Putting aside philosophy and physics, which deal with space in a
very abstract sense, we could begin by mentioning ethology (see
Eibl-Eibesfeldt 1968), which deals with animal behavior. Here space appears
under the notion of territoriality. According to Thomas A. Sebeok,
“territoriality refers to a variety of behavior patterns associated with the
active defense of a certain site by the animal” (Sebeok 1972: 172).
Semioticians, or more specifically, zoosemioticians, generally study the use of
space as representation and/or communication under the name of proxemics,
which was born in the context of anthropology, meaning “the study of man’s
perception and use of space” (Hall 1968: 83). In semiotics it is defined in
roughly the same way, viz., “proxemics, the study of man’s differential
perception and use of space and time, is a complex of activities and their
derivatives known to ethologists, since 1920, as territoriality” (Sebeok 1972:
166). Labrie (1996) presents an example of application of the concept of
territoriality to language. Although he departs from a different perspective
than mine, he acknowledges that “la notion de territoire demeure étroitement
lié à celle de la langue” (p. 217).
Ralph B. Taylor (1988) gives a good example of a book-length treatment
of the relationship between behavior and space (Taylor 1988: 117). Although he
is a bit eclectic and up to a certain point impressionistic, as a general rule
he follows what he calls “ecological psychology’s behavior setting theory”.
That is, his main theoretical framework is psychology, or ecological
psychology. At the outset he says that his “human territorial functioning”
“applies largely to small groups, and the individuals in those groups, and is
limited largely to small-scale, delimited space” (p. 1). As creolists well
know, creole-speaking regions are rarely large countries. On the contrary, they
are mostly islands or, at best, “continental islands” or “Sprachinsel”
(Wiesinger 1973), as in the case of fort creoles.
Architecture is another case
in which the relationship between social structure (culture, behavior) and
space is of paramount importance. Donald Preziosi, for instance, says that the
principles underlying the organization of architectonic space are the same
underlying language in the strict sense. He uses terms such as “built
environment”, “environmental structure”, and “architecture” to refer to this
kind of space (see Preziosi 1979).
In the domain of linguistic investigation, some authors have tackled the
relationship between L and T under the name of language ecology.
According to Einar Haugen, “language ecology may be defined as the study of
interactions between any given language and its environment”. Then he adds that
“the true environment of a language is the society that uses it as one of its
codes”. However, like Sapir (see below), he admits that there are both “social and
natural environment” (Haugen 1972: 325;
see also Haugen 1979). He does not refer to space explicitly. However, in the
latter essay he deals with a small community, located in a distant island,
viz., Faroe. Another sociolinguist, William Mackey, takes up Haugen’s idea and
applies it to both language contact, one of the main subject matters of
creolistics, and to language shift (Mackey 1979, 1980). The idea of space
(territory) pops up explicitly at least when he speaks of “geolinguistic shift”
(1980: 36). However, it is implicit throughout his two essays .
Long before Haugen’s study, Edward Sapir had published his Language
and environment (1912). Sapir makes in this essay the distinction between
physical and social environment. Then he shows that most reflections of the
former on language show up in the lexicon, rarely, if ever, in the grammar.
About the relationship between both types of
environment and language he says: “It is the vocabulary of a language
that most clearly reflects the physical and social environment of its speakers”
(Sapir 1963: 90). He thinks that in “primitive” societies this relationship is
closer than in a highly developed society. In the former, it would be possible
to find certain reflections of the physical environment even in grammar.
Once I asked William Samarin whether it was possible for there to be a
stabilized pidgin, i.e., an L, without a
community of its own. His answer was the following: “I would say yes, at least
when we understand the words in a certain way. Take Sango, for example. It
probably began to emerge as a pidgin in the year 1887-1888. Probably in less
than twenty years it was a stable pidgin. Certainly it was stable in the 1950s
when I learned it. Up until the 1960s there were very few people for whom it was
the first language. In Bangui now there are thousands, and almost 50% of the
preschool children I studied recently were native speakers of Sango. Earlier in
this century was there a 'speech community'? If we use RULES in the
sociolinguistic sense, we'd have to say yes. Early in the 1950s, when I went to
Oubangui-Chari, Sango had more prestige than an ethnic language, although less
than French. (See my paper in Bright's volume of 1966.) In many Protestant
churches pastors would preach in Sango even though they were preaching in a
village of Gbaya or Kaba or Tali people. These pastors were educated in Sango,
and they felt apparently that Sango was the religious language. Such attitudes
contribute to the creation of a COMMUNITY” (Samarin, p.c., through the Internet).
Although Samarin uses the word “community” in a different sense than the
one attributed to it here, we can see that his answer is in the interrogative.
Anyway, I do not think that the case of Sango would contradict the model
presented in section 2, according to which language (L), is part of a whole
called community (C), whose other component parts are population (P) and
territory (T), i.e., C = PTL. What we may dispute is whether the T of the
language we are talking about is an enclave in the T of the lexifier language
or in that of the substrate languages or whether it is a third T, or the fourth
possibility hinted at, but not discussed, in section 4 below. Before having its
own T, the Sango probably consisted of the same universal simplification tendencies
observable in what is called Russenorsk and Lingua Franca (see section 6).
Language exists mainly for interaction, for the exchange of information,
between members of the community of which it is part. However, the mere
existence of a system (lexicon + grammar) is not enough for the efficacy of
this interaction. Shared experience is also needed. If individuals do not live
together in a common territory -- in the same community -- they do not have the
necessary shared experience, or not enough shared experience, to make effective
communication possible.
Both non-verbal and verbal interaction -- communication -- are the
beginning of the process of formation of any creole and, in the end, of any
language. Therefore, it was very common
for slaves speaking several different languages to begin to come to a common
denominator already during the Middle Massage. If they spoke different dialects
of the same language, there was a tendency to a koineization on board. Even
sailors tended to create a sort of “ship English” (see Hancock 1986: 85). In
short, even in this case we have a sort of mini-community, in a mini-territory
-- the ship -- that made the existence of an intragroup means of communication
necessary (see also Rougé 1988: 9).
To my knowledge, there is no known case of a creole language emerging
among, and being used by, a nomad people. At most, they might use a pidgin or
contact language when dealing with the peoples they get in touch with. The
existence of a fixed territory seems to be unavoidable for the emergence of
creole languages, and of languages in general. However, the relationship
between L and T is not a mechanically determined one, as in the well-known
theory of climates of Montesquieu (see Montesquieu 1899: 221-234). Rather, it
could be as suggested by Sapir, according to whom the influence of the physical
environment on L is filtered by the social environment.
According to the model of community seen in the previous section, T is a
necessary condition, albeit not a sufficient one, for the emergence and
existence of a language specific to that community. From a historical point of
view, T precedes P, which precedes L. In other words, first there must be a
territory where a group of people come together. One of the first things they
must somehow agree upon is what part of T will be occupied by whom. A second
one could be a name for T itself.
4. Language contact
When we talk about language contact, it must be clear that what comes
into contact are not languages properly, but people (P) and their languages
(L), i.e., PL. Thus, in the case of the contact-induced language change that
gives birth to creole languages, we generally have the contact of a dominant
people and their language (PL1), with the slave and/or dominated peoples
and their languages (PL2, PL3, ...., Pln) (see
diagram of the first part of section 5). As diagramed below, the contact may
take place (a) in the territory of (PL1), i.e., in T1, (b)
in the T of one of (PL2, PL3, ....,
Pln)
or in a territory common to them, i.e., in T2, or (c) in a third territory,
which is neither (PL1)’s nor (PL2, PL3, ...., Pln)’s,
i.e., in T3.
For short, let me refer to (PL1) as LL (lexifier language), and to (PL2, PL3, ....,
Pln)
as SL (substrate languages).
(a) (b) (c)
LL + SL LL
+ SL LL + SL
| / \
| \ /
T1 T2 T3
Situation (a) would hardly give birth to a creole language. Some
examples of this situation are the case of the Turkish, Italian and Yugoslavian
immigrants in Germany as well as the Spanish-speaking immigrants in Miami and
New York. Even when SL speakers manage to keep at least part of their language,
what we generally have is a slow but
increasing acquisition of the
language of the host community along generations. One interesting case
of language used in such a situation is Romani. In many places only part of the
original vocabulary survives, whereas the grammar is wholly that of the
surrounding language. Elsewhere I called this situation anticreole
(Couto to appear). Anticreole is part of a larger phenomenon which
Bakker dubbed intertwined languages. Media Lengua, and Chamorro are also
instances of this situation (Bakker & Muysken 1996). In other words, they
are mixed languages whose lexicon comes from one source but whose grammar comes
from another source. As a rule, intertwined languages result from a
relexification of LS by LL. Anticreole is their subset which results from a
regrammaticalization of SL by LL, besides other characteristics such as
resistance to assimilation, and language death.
Situation (b) is the case of the so-called fort creoles, like
Guinea-Bissau Portuguese Creole and Krio. In many cases, LL annihilates SL
almost in its entirety. This is what happened during the colonization of
America and Asia by European powers. In some countries some aboriginal people
still survive, albeit highly acculturated. Even where the local ethnic language
did not disappear, it is being influenced by the language of the ex-colonizer
at an increasing pace. This is what happens in Paraguay, Bolivia, Ecuador and
Mexico, among others. In a country like
New Zealand aboriginal languages pratically disappeared. There are
several other instances of this situation that deserve attention on the part of
creolists.
The third possibility (c) is what happened in Hawaii and Mauritius. It
constitutes what Bickerton (1988) called plantation creoles. However, it
includes cases like Cape Verde as well, that was rather an entrepôt for the
distribution of slaves to several European colonies. At any rate, in situation
(c), representatives of both LL and SL are distant from their homeland, and
this favors the emergence of a common means of communication.
A forth possibility might exist if the contact takes place in both T1 and T2. This could happen in a contact
situation where LL and SL would live in contiguous territories. This would be
an ideal scenario for the emergence of a “pidgin” as traditionally defined,
i.e., a contact “language” without native speakers. Although this point will
not be developed here, I think that it is worth being pursued.
At the periphery of creole and pidgin languages proper, there is a great
deal of complex linguistic situations resulting from the contact of speakers of
mutually unintelligible languages in a certain T. According to John Reinecke
(1937), first we have the so-called Sprachinseln (Wiesinger 1973). Besides
languages of nomad peoples like Shelta and
gypsies’ Angloromani, there are sedentary peoples’ Sparchinseln like the
Wends of Lusatia. Other cases would be the “colonial dialects (unrestructured
varieties of European languages in the New World, Australia, etc.), foreigners’
mixed speech (e.g. the English of foreigners in Hawaii), dying minor languages
(e.g. New Jersey Dutch), ‘babu’ language (a school-taught foreign language that
becomes a secondary language), and lingua francas that have not been
restructured” (see Holm 1988: 41).
Yet another consequence of language contact is what John Holm calls
semicreole, i.e., languages that present both creole and noncreole features.
Some of the examples he gives are Afrikaans, Rural Brazilian Portuguese,
Reunionnais, among others (Holm 1994). To these, we could add Halliday’s (1976)
antilanguages as well as several types of group and/or professional
jargons, such as Pachuco and many others.
In summary, all the above language contact situations -- and similar
situations -- have somehow to do with space. In fact, contact only takes place
when representatives of different PLs meet at a certain place.
5. Creole genesis
The fundamental question in creolistics is the formation and
transformation of creole grammar. However, we must bear in mind that the
process of formation and transformation of creole grammar is not simply a
structural one. As Ferdinand de Saussure said, the complete grammar of a
language can be found only in the community of speakers as a whole, not in the
individual, as Chomsky puts it. Thus, “in order to have a language, there must
be community of speakers” (Saussure 1989: 77). The formation of the grammar is
the result of several acts of communication between individuals living together
in the same territory, for whatever reason. Talking of the relationship between
language and speech, Saussure said that “historically, speech always takes
precedence. How could we ever associate an idea with a verbal sound pattern, if
we did not first of all grasp this association in an act of speech?
Furthermore, it is by listening to others that we learn our native language. A
language accumulates in our brain only as the result of countless experiences”.
To reinforce this idea, he added that “the former [language] is at the same
time the instrument and the product of the latter [speech]” (Saussure 1989:
19). Therefore, we must take into
consideration both the linguistic (or structural) process and the
sociohistorical process of the formation and transformation of creole grammar
(see Thomason & Kaufman 1988: 35, 212).
The “classic” model to explain the formation and transformation of
creole grammar is synthesized by Derek Bickerton in the following way: “A
pidgin is an auxiliary language that arises when speakers of several mutually
unintelligible languages are in close contact; by definition, it has no native
speakers. A creole comes into existence when children acquire a pidgin as their
native language” (Bickerton 1984: 173). See also Hall (1966) and Hymes (1971).
However, as we will see in section 6 below, this model of creole
formation presupposes pidgin, which is a problematic concept. What is more, the
idea of nativization itself is also problematic. Fortunately, there is another
model in creolistics literature to explain the emergence of a creole, according
to which a creole language emerges when a jargon -- or whatever is used by
peoples speaking mutually unintelligible languages are put together in a
specific territory -- becomes the primary language of the new community.
Instead of the triangular model pidgin > creole > decreolization, we have
a model similar to a U-turn, as shown in the figure below (see the end of
section 6 for more details).
---------------------> creolization
(PL2,
PL3,...,
PLn) ¯ ® IAC > ISC > creole grammar
(PL1)
<--------------------- decreolization
The top arrow turned to the right shows the gradual formation of creole
grammar, i.e., creolization. The bottom arrow turned to the left
indicates the process of transformation of creole grammar, i.e., decreolization,
putting aside the fact that this concept has been disputed by many creolists.
The creolization line starts from the contact of (PL2, PL3,...,
PLn)
with (PL1),
indicated by the vertical arrows (¯). The first
arrow () indicates that it is generally members of (PL1) who
first address members of (PL2, PL3,..., PLn).
Members of the second group generally address members of the first in response
to their solicitation (¯). At the very beginning, we have mere individual
attempts at communication (IAC). Those IAC that are understood by the
hearer tend to crystallize as individual strategies of communication
(ISC) somehow similar to the fossilizations in
SLA. Almost all the examples of HPE given by Bickerton (1981, 1984) come
under this case. If these ISC socialize to a certain point, a medium of
interethnic communication may emerge (Baker 1990). This is the beginning of
creole grammar. Here we can see why Saussure said that language (grammar) is a
product of speech (acts of communication). Decreolization is a kind of return
to (PL1).
What is important here is the simplicity of the model. It implies only the
formation and transformation of creole grammar, here called creolization and
decreolization, respectively.
5.1. Palmares
Brazil shows all the socio-historical prerequisites for the emergence of
a creole language. Its population was formed by the mixture of three races and
cultures, i. e., the European colonizers (Portuguese), Africans and several Amerindian
ethnic groups. The two latter groups spoke several different and, in general
mutually unintelligible, languages. However, there is no way of proving whether
there was (not) a creole in the past, due to the absolute absence of historical
documents (see Couto to appear) and, at least partially, to the
continental size of the country. Creoles tend to emerge in small regions such
as the islands of the Caribbean and of the Indian and Pacific Ocean. Therefore,
I will briefly discuss a maroon community, called Palmares, about which we have
some documentation that points to the strongly possible existence of a creole.Palmares existed approximately from 1630 up to 1697 in what is today the state of Alagoas, in northeastern Brazil. From 1630 to 1644 the Dutch invasion of the region occurred . From 1644 to 1650 we have the period of restoration of Portuguese rule. It was located at a barely accessible place, near what is called Serra da Barriga (Belly’s Hill), and was blocked off with barricades against intruders.
The demographic composition of Palmares was the most varied possible. It consisted basically of slaves who escaped from slavery, many of them of Bantu origin. Some were from the Coast of Guinea. Among them there were also a few mulattoes and creoles as well as some Amerindians (Silva 1988: 23, 29-30). It is possible that even some whites could be found among them because the Palmareans captured and enslaved people to help them build their community. Palmares may have had from 16 to 20 thousand inhabitants.
The main aim of the Palmareans was to build a society of their own and free from slavery. Therefore, they had rigid laws, and breaking of these laws meant punishment by death. They were governed by a “king”, called Zumbi, one of the most famous characters in the history of Brazilian black community.
As we can see, all the socio-historical ingredients for the formation of a creole were present. The majority of the inhabitants of Palmares came from the sugar plantation of nearby Pernambuco. Therefore it is possible that they already knew some sort of pidginized/creolized Portuguese. On the other hand, it is highly improbable that they spoke some African language among themselves due to their varied origins, although it is possible that some kind of African lingua franca may have existed in the region outside Palmares’ territory (Rodrigues 1945, Rodrigues 1983). Their intention was to form a community different from the surrounding Brazilian one, which was their enemy. Therefore, they isolated their territory.
The documents of the time are evasive in regard to how the Palmareans communicated among themselves. They describe the demography, the topography, the architecture, the economy and even some lifestyles of the Palmares community. However, they are wholly silent in relation to the language(s) that was(were) used locally. It seems that the theme “language” was a kind of taboo. The chroniclers of the time were probably afraid of recognizing some kind of state in Palmares if they talked about the Palmares language. This was clearly the opinion of Rodrigues (1945: 137). However, two present-day authors claim that there was a language specific to Palmares. One of them is Décio Freitas, who says that “they could not adopt one of the native languages of Africa without sacrificing their unity. However, they needed a common language. Thus, the Palmarean language was formed, a syncretic language in which the African component had a decisive role but which equally incorporated elements from Portuguese and from Tupi” (Freitas 1984: 41-42). Clóvis Moura also says that there was a “Palmares dialect” (Moura 1984: 44-47).
I would like to add a contemporary evidence, on which Freitas and Moura based themselves, in favor of “Palmarean creole”. It is a passage by the then (1678) governor of Pernambuco, Francisco Gomes Freire. According to him, the Palmares inhabitants “speak a completely different language, a language of their own, sometimes similar to the Guinean or the Angolan, sometimes similar to the Portuguese and Tupi language, but it is different from all of these. It is a new language” (apud Freitas 1984: 42). Further evidence is the fact that the whites did not understand the Palmareans. When they sent messengers to Palmares to discuss peace treaties, they had to take interpreters with them (Freitas 1987: 42). Surely, this unintelligibility was not due to the use of African languages -- which probably did not exist there -- as the governor’s quotation suggests.
Some of the few examples of the Palmarean language I could pick up in the historical documents are person names like Ganga Zumba (Great Lord), Zambi (War God), Osenga, Lucrécia, Matias Dambi, Magdalena, and several others, besides place names like Angola Janga (Great Angola), an epithet used by Palmareans as an alternative name for Palmares. This expression could be a hint at the morphosyntax of Palmarean: the word order inside the NP would be noun + adjective although the name “Ganga Zumba” would be a counter-example.
The above linguistic data are insufficient to prove the existence of a language specific to Palmares. However, the probability that it did exist is even higher than for other parts of Brazil. After all, besides the testimony of the governor -- whose aim was to destroy Palmares -- it was made up of a multilingual population (P), living in a common territory (T) isolated from the rest of the country for almost 70 years, and forming a society with clearly defined rules.
5.2.Guinea-Bissau
In the previous subsection I mentioned two cases of
language contact in a T: one in which there is a certain probability that a
creole may have existed (Brazil as a whole) and another in which it is almost
certain that it did exist. In the present subsection, I will discuss a case in
which a creole effectively arose, namely, in the Guinean coast of Africa. The
creole that emerged there (henceforth Kriol) is one of the first creole
languages to emerge out of the colonization of Africa, America and Asia by
Europeans. I will specifically discuss the community of Cachéu. Geba, Bolama
and Bissau are also important in this regard, but their history is less
documented than Cachéu’s. Cachéu was one of the first forts the Portuguese established on the Guinean coast. According to Valentim Fernandes, around 1505/1510 there were markets where the indigenous people traded their goods among themselves and with the Portuguese. Almada (1946) says that by 1590, the Portuguese had their quarter in Cachéu, separated from that of the blacks (p. 45). Later documents inform that the village (praça) of Cachéu consisted of three quarters. They were Vila Quente (Warm Village), Vila Fria (Cold Village) and Calaca. Besides that, there was the Rua do Taco (Taco street), a “feitoria” (factory), a “casa forte” (armory) and an “almazem” (storehouse).
Regarding the population (P) of Cachéu, around 1590 it was circa 1,500 people. In terms of concentric circles, there were, at the center, the Portuguese, most of them lançados (see Couto 1993). Many of the Portuguese had African wives or concubines -- dubbed “tangomas” by Almada -- with whom they had several children. These mixed-blood children were called “filhos da terra”, i.e., sons of the land. Around this first nucleus there were the grumettoes, helpers to the lançados, at first in the navigation of the several rivers of Guinea -- the original Portuguese word “grumete” designates a subordinate sailor. Around this second circle, there were several Africans who did not have direct contact with the Portuguese, although at least indirectly they dealt with them.
The small community composed of “lançados”, “tangomas”, “filhos da terra” and grumettoes was the originator of Kriol. In this connection, Valentim Fernandes recorded several words which were current there around 1510. Among them are jidiu (Jewish, dealer), bufri (buffalo?), kau (place), chon (ground, soil, land), kuskus (cuscus), and several others. Talking about the blacks of a neighboring village, Almda says that they “are cognizant of our language” (Almada 1946: 48). About this passage, the Guinean creolist Benjamim Pinto Bull said: “I think that by our language a kind of Portuguese creole should be understood” (Bull 1989: 71).
Around 1684, Francisco de Lemos Coelho recorded the first use of the word “crioulo” to designate the language of Cachéu (Coelho 1953: 153). This, incidentally, is a strong argument in favor of the hypothesis that the word “creole” originated in Portuguese, not in Spanish, as some French creolists seem to imply. In 1696, the first Kriol phrase was recorded, namely Agora mi sta sabi, i.e., “Now I am OK” (Portuense 1696).
In view of what has been said, it is no coincidence that creole speakers in Guinea-Bissau not only say that Kriol originated in Cachéu but also that they call it kriol fundu. Literally, this means “deep creole”. However, the meaning attached to the expression is rahter “true creole”, “pure creole”, “original creole”, etc. In other words, although the use of Kriol is widespread throughout Guinea-Bissau today, Guineans have a feeling that its origin is linked to a specific place, namely Cachéu.
6. Nativization or communalization?
We have already seen (section 5) that the concept of
creolization as nativization of a prior pidgin is problematic. In
the present section, I would like to explore these two concepts in more detail.
Let me begin with the concept of pidgin. We have already seen that “pidgin” is
frequently defined as “an auxiliary language that arises when speakers of
several mutually unintelligible languages are in close contact; by definition,
it has no native speakers” (Bickerton 1984: 173). Let us look at three
phenomena that have been called pidgin, namely Tok Pisin (Todd 1990: 1-5),
Lingua Franca (Cifoletti 1989) and Russenorsk (Hall 1966, Jahr 1989).Lingua Franca was supposedly a pidgin based mainly on French, Italian, Spanish and North African varieties of Arabic, which was used around the Mediterrenean since at least the Middle Ages. However, when we look at the texts attributed to it, we can see that sometimes they look more like Spanish (si cane dezir doler cabeça, tener febre no poder trabajar ni saber como curar, a Fé de Dio abrusar vivo), sometimes more like French (quand moi gagner drahem, moi achetir mukere), and more frequently like Italian (mi star contento mirar per ti) (Schuchardt 1909: 457-458). That is, aren’t these utterances simply collections of SLA phrases uttered by Arabic speakers trying to speak one of these languages, or vice-versa? In fact, there seems to be no continuity, or transmission of an underlying grammar from generation to generation. Further, there is no specific place (T) where the community of speakers (P) of Lingua Franca (L) would be located, despite some claims that it would be very widespread in Algiers.
Russenorsk seems even more problematic, and this is due not only to the fact that only two PL were involved, and that both were at roughly the same level of power and/or prestige. What is more problematic is the fact that the encounters between Russians and Norwegians along the northern coast of Norway were seasonal and ephemeral. This means that there was no continuity in its use. Perhaps even more than in the case of Lingua Franca, the texts attributed to Russenorsk would be nothing more than sporadic utterances proffered by Russians and by Norwegians trying to speak each other’s language. When the Russians went back to their country, there remained no speakers of Russenorsk in Norway, nor did the Russians take Russenorsk with them to Russia.
If we consider Lingua Franca and Russenorsk pidgins, then we are not allowed to say that Tok Pisin is also a pidgin, even if we use Hymes’ distinction between “unstable pidgin” and “stabilized pidgin” (Hymes 1971). They are two completely different phenomena. Tok Pisin is the first and/or native language for many Papua New Guineans. In fact, it is a creolized language. If we use the same term to refer to such different phenomena, something seems to be wrong with it.
Despite what has just been said, I think that Russenorsk and Lingua Franca are interesting in that they lead us to a more fundamental concept, namely that of language. Coming back to the phrases of these two “pidgins”, we could ask: Is it legitimate to call a collection of phrases a language? One could answer by stating that the philosopher Ludwig Wittgenstein said that “Die Gesamtheit der Sätze ist die Sprache” (the totality of propositions is language) (Wittgenstein 1966: 34, 35). However, many linguists would say that language consists first and foremost of a lexicon and a grammar. Others would add the texts that lexicon and grammar allow users to produce (Hjelmslev 1961: 15-29, Lyons 1996: 11-17). That is, the production of texts presupposes a language system (lexicon and grammar). Do Lingua Franca and Russenorsk have a lexicon and a grammar of their own? I doubt that they do, in spite of the fact that Slobin (1979: 43-46) and Jahr (1996) have presented some grammatical features of the latter. It should be noted that Jahr used the term “grammar of Russenorsk” in quotation marks (p. 110-114). A Gedankenexperiment would suffice to show that a mere set of utterances is not enough to prove that there is a language, even if Slobin and Jahr were right. Let us suppose that somebody collects a set of utterances proffered by monolingual speakers of Korean trying to speak English: 20 of them produced by speaker A in Miami in 1960, 30 by speaker B in Washington in 1970, 15 by speaker C in New York in 1990, and so on. A linguist who does not know the circumstances in which they were collected -- in disparate territories and in discontinuous time -- could arrive at some regularities which he could call the grammar of a “Koringlish” pidgin. The same could be said of utterances produced by children at a certain age. Are we allowed to speak of a “Childenglish”? If the answer is affirmative, we could ask where (T) are “Koringlish” and “Childenglish” spoken.
The unavoidable consequence of what has been said above is that the concept of pidgin is too problematic to be considered the prerequisite for the emergence of a creole. I think that we could continue using “pidgin”, but referring to something that is not necessarily a potential prior creole, as admitted by Bakker (1996), Thomason (1997), and Mufwene (1997), among several others. However, it is necessary to define precisely what it means. If we exclude “pidgin” from the process of creole grammar formation, it is probable that what remains to be called “pidgin” would be what has been called “jargon”. If this is true, one of the terms is unnecessary.
In summary, referring specifically to Russenorsk, we could say that if pidgin is a language, Russenorsk is not a pidgin; if Russenorsk is a pidgin, pidgin is not a language. This is true at least if we think of language as consisting of a lexicon, a grammar, and the texts they allow the users (P) of the language to produce.
Regarding the notion of nativization, it is also problematic in another sense. Departing from Gilbert’s (1986: 17) distinction between individual nativization and social nativization, we could ask: how many children of the emerging community must acquire the pidgin as their first language to make up a creole? According to Bickerton, one child would be enough (Bickerton 1991: 27-29), thus apparently accepting Gilbert’s individual nativization. However, we could ask him: “To whom would this solitary child talk?” (See Singler 1992).
Since both “pidgin” and “nativization” are problematic, it is unavoidable to think of another alternative to explain the emergence of creole languages. One alternative is already espoused by, inter alia, Albert Valdman (1977: 108), Hancock (1980: 64-65), Mufwene (1989: 75), Singler (1992), and Winford (1997). According to Baker (1990, 1997), when peoples speaking mutually unintelligible languages come together in a T, they create a common language of their own, which maay become the primary language of the new community. This means that a creole language emerges together with the emergence of a community. Therefore, instead of nativization, we could call the process of creole grammar formation communalization (communautarisation, in French). Moreover, since in order for a language to become the primary language of a community, there must be, in the first place, a place or territory where this community can be located -- the opinion of Samarin quoted above notwithstanding --, we could also speak of creolization as territorialization of a new language (see Labrie 1996).
7. Concluding remarks
The territory is the first foundation of a community.
Thus, it would be a surprise if it did not play any role in the language spoken
in the community. When peoples speaking mutually unintelligible languages have
to share the same T, their individuals need to communicate with one another,
first of all, in order to establish some rules for peaceful cohabitation or of
good neighborhood. One of the first things they have to agree upon is which
part of T is to be used by whom. Therefore, it is not astonishing that one of
the first lexical items of the emerging community to appear is a name for T
itself -- Cassidy (1971) gives some suggestions as to the probable first
lexical items to emerge in such a situation.
This idea is so simple and obvious that one could
question whether it is worth being discussed at all. In light of this, I would
like to end by quoting one of the champions of the asocial view of language.
According to him, "it is important to learn to be surprised by simple
things -- for example, by the fact that bodies fall down, not up, and that they
fall at a certain rate; that if pushed, they move on a flat surface in a
straight line, not a circle; and so on". These simple ideas may lead us to
“a surprising discovery, though the facts are entirely obvious to us” (CHOMSKY
1988: 43).
Note
*The ideas presented in this paper are part of a wider
research project supported by CNPq, the Brazilian Council for the Development
of Science and Technology, grant n. 201322/87-0. It represents my transition from creole studies to ecolinguistics. In it the fundamental environment of language was suggested for the firs time (1998).
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[This paper was presented at the symposium on “Pidgin
and creole languages in the 21st century”, Society for Pidgin and Creole
languages, New York,
January 1998].
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